- ▪A.C.B. de Oliveira, M. Siami, E. D. Sontag, "Regularising numerical extremals along singular arcs: a Lie-theoretic approach", In Geometry, Topology and Control System Design: Proceedings of a Banff International Research Station Workshop, pp. 75-89, 2025. pdf
Abstract
Numerical ``direct'' approaches to time-optimal control often fail to find solutions that are singular in the sense of the Pontryagin Maximum Principle. These approaches behave better when searching for saturated (bang-bang) solutions. In previous work by one of the authors, singular solutions were theoretically shown to exist for the time-optimal problem for two-link manipulators under hard torque constraints. The theoretical results gave explicit formulas, based on Lie theory, for singular segments of trajectories, but the global structure of solutions remains unknown. In this work, we show how to effectively combine these theoretically found formulas with the use of general-purpose optimal control softwares. By using the explicit formula given by theory in the intervals where the numerical solution enters a singular arcs, we not only obtain an algebraic expression for the control in that interval, but we are also able to remove artifacts present in the numerical solution. In this way, the best features of numerical algorithms and theory complement each other and provide a better picture of the global optimal structure. We showcase the technique on a 2 degrees of freedom robotic arm example, and also propose a way of extending the analyzed method to robotic arms with higher degrees of freedom through partial feedback linearization, assuming the desired task can be mostly performed by a few of the degrees of freedom of the robot and imposing some prespecified trajectory on the remaining joints.
- ▪M. Margaliot, C. Wu, E.D. Sontag, "Compact attractors of an antithetic integral feedback system have a simple structure", In Proc. 64th IEEE Conference on Decision and Control (CDC), pp. 2880-2885, 2025. pdf
Abstract
Since its introduction by Briat, Gupta and Khammash, the antithetic feedback controller design has attracted considerable attention in both theoretical and experimental systems biology. The case in which the plant is a two-dimensional linear system (making the closed-loop system a four-dimensional nonlinear system) has been analyzed in much detail. This system has a unique equilibrium e but, depending on parameters, it may exhibit periodic orbits. An interesting question is for what parameter values periodic orbits exist. Another open question is whether other dynamical behaviors, such as chaotic attractors, might be possible for some parameter choices. We show that, for any parameter choices, every compact omega-limit set that does not include e is a periodic solution. We also show that if the Jacobian of the vector field at the equilibrium is unstable then a (non-trivial) periodic orbit exists. The analysis is based on the theory of strongly 2-cooperative systems.
- ▪M. Sadeghi, M.A. Al-Radhawi, M. Margaliot, E.D. Sontag, "No switching policy is optimal for a positive linear system with a bottleneck entrance", IEEE Control Systems Letters, vol. 3, pp. 889-894, 2019. pdf(Also in Proc. 2019 IEEE Conf. Decision and Control.)entrainment · switched systems · RFM · ribosome flow model · traffic systems · nonlinear systems · nonlinear control
Abstract
We consider a nonlinear SISO system that is a cascade of a scalar "bottleneck entrance" with a stable positive linear system. In response to any periodic inflow, all solutions converge to a unique periodic solution with the same period. We study the problem of maximizing the averaged throughput via controlled switching. We compare two strategies: 1) switching between a high and low value, and 2 using a constant inflow equal to the prescribed mean value. We show that no possible switching policy can outperform a constant inflow rate, though it can approach it asymptotically. We describe several potential applications of this problem in traffic systems, ribosome flow models, and scheduling at security checks.
- ▪E.D. Sontag, "Stability and feedback stabilization", In Mathematics of Complexity and Dynamical Systems, pp. 1639-1652, 2011. pdf
Abstract
The problem of stabilization of equilibria is one of the central issues in control. In addition to its intrinsic interest, it represents a first step towards the solution of more complicated problems, such as the stabilization of periodic orbits or general invariant sets, or the attainment of other control objectives, such as tracking, disturbance rejection, or output feedback, all of which may be interpreted as requiring the stabilization of some quantity (typically, some sort of ``error'' signal). A very special case, when there are no inputs, is that of stability. This short and informal article provides an introduction to the subject.
- ▪E.D. Sontag, "Stability and Feedback Stabilization", In Encyclopedia of Complexity and Systems Science, 2007.
Abstract
The problem of stabilization of equilibria is one of the central issues in control. In addition to its intrinsic interest, it represents a first step towards the solution of more complicated problems, such as the stabilization of periodic orbits or general invariant sets, or the attainment of other control objectives, such as tracking, disturbance rejection, or output feedback, all of which may be interpreted as requiring the stabilization of some quantity (typically, some sort of ``error'' signal). A very special case, when there are no inputs, is that of stability. This short and informal article provides an introduction to the subject.
- ▪M. Malisoff, M. Krichman, E.D. Sontag, "Global stabilization for systems evolving on manifolds", Journal of Dynamical and Control Systems, vol. 12, pp. 161–184, 2006. pdf
Abstract
This paper shows that any globally asymptotically controllable system on any smooth manifold can be globally stabilized by a state feedback. Since discontinuous feedbacks are allowed, solutions are understood in the ``sample and hold'' sense introduced by Clarke-Ledyaev-Sontag-Subbotin (CLSS). This work generalizes the CLSS Theorem, which is the special case of our result for systems on Euclidean space. We apply our result to the input-to-state stabilization of systems on manifolds relative to actuator errors, under small observation noise.
- ▪M. Malisoff, L. Rifford, E.D. Sontag, "Global Asymptotic Controllability Implies Input-to-State Stabilization", SIAM J. Control Optim., vol. 42, no. 6, pp. 2221–2238, 2004. doipdf
Abstract
The main problem addressed in this paper is the design of feedbacks for globally asymptotically controllable (GAC) control affine systems that render the closed loop systems input to state stable with respect to actuator errors. Extensions for fully nonlinear GAC systems with actuator errors are also discussed. Our controllers have the property that they tolerate small observation noise as well.
- ▪M. Malisoff, E.D. Sontag, "Asymptotic controllability and input-to-state stabilization: the effect of actuator errors", In Optimal control, stabilization and nonsmooth analysis, pp. 155–171, 2004. pdfinput to state stability · control-Lyapunov functions · nonlinear control · feedback stabilization · ISS
Abstract
We discuss several issues related to the stabilizability of nonlinear systems. First, for continuously stabilizable systems, we review constructions of feedbacks that render the system input-to-state stable with respect to actuator errors. Then, we discuss a recent paper which provides a new feedback design that makes globally asymptotically controllable systems input-to-state stable to actuator errors and small observation noise. We illustrate our constructions using the nonholonomic integrator, and discuss a related feedback design for systems with disturbances.
- ▪M. Malisoff, L. Rifford, E.D. Sontag, "Remarks on input to state stabilization", In Proc.\ IEEE Conf.\ Decision and Control, Maui, Dec.\ 2003, IEEE Publications, 2003, pp. 1053–1058, 2003. pdf
- ▪D. Liberzon, A. S. Morse, E.D. Sontag, "Output-input stability and minimum-phase nonlinear systems", IEEE Trans. Automat. Control, vol. 47, no. 3, pp. 422–436, 2002. pdf
Abstract
This paper introduces and studies a new definition of the minimum-phase property for general smooth nonlinear control systems. The definition does not rely on a particular choice of coordinates in which the system takes a normal form or on the computation of zero dynamics. In the spirit of the ``input-to-state stability'' philosophy, it requires the state and the input of the system to be bounded by a suitable function of the output and derivatives of the output, modulo a decaying term depending on initial conditions. The class of minimum-phase systems thus defined includes all affine systems in global normal form whose internal dynamics are input-to-state stable and also all left-invertible linear systems whose transmission zeros have negative real parts. As an application, we explain how the new concept enables one to develop a natural extension to nonlinear systems of a basic result from linear adaptive control.
- ▪D. Liberzon, E.D. Sontag, Y. Wang, "Universal construction of feedback laws achieving ISS and integral-ISS disturbance attenuation", Systems Control Lett., vol. 46, no. 2, pp. 111–127, 2002. pdfErrata here: http://sontaglab.org/FTPDIR/iiss-clf-errata.pdfinput to state stability · integral input to state stability · ISS · iISS · nonlinear control · feedback stabilization
Abstract
We study nonlinear systems with both control and disturbance inputs. The main problem addressed in the paper is design of state feedback control laws that render the closed-loop system integral-input-to-state stable (iISS) with respect to the disturbances. We introduce an appropriate concept of control Lyapunov function (iISS-CLF), whose existence leads to an explicit construction of such a control law. The same method applies to the problem of input-to-state stabilization. Converse results and techniques for generating iISS-CLFs are also discussed.
- ▪M. Arcak, D. Angeli, E.D. Sontag, "Stabilization of cascades using integral input-to-state stability", In Proc.\ IEEE Conf.\ Decision and Control, Orlando, Dec.\ 2001, IEEE Publications, 2001, pp. 3814–3819, 2001.
- ▪B.P. Ingalls, D. Angeli, E.D. Sontag, Y. Wang, "Asymptotic characterizations of IOSS", In Proc.\ IEEE Conf.\ Decision and Control, Orlando, Dec.\ 2001, IEEE Publications, 2001, pp. 881–886, 2001.
- ▪M. Malisoff, E.D. Sontag, "Universal formulas for feedback stabilization with respect to Minkowski balls", Systems Control Lett., vol. 40, no. 4, pp. 247–260, 2000. pdfnonlinear control · feedback stabilization · saturation · control-Lyapunov functions · bounded inputs
Abstract
This note provides explicit algebraic stabilizing formulas for clf's when controls are restricted to certain Minkowski balls in Euclidean space. Feedbacks of this kind are known to exist by a theorem of Artstein, but the proof of Artstein's theorem is nonconstructive. The formulas are obtained from a general feedback stabilization technique and are used to construct approximation solutions to some stabilization problems.
- ▪Y.S. Ledyaev, E.D. Sontag, "A Lyapunov characterization of robust stabilization", Nonlinear Anal., vol. 37, no. 7, Ser. A: Theory Methods, pp. 813–840, 1999. pdf
Abstract
One of the fundamental facts in control theory (Artstein's theorem) is the equivalence, for systems affine in controls, between continuous feedback stabilizability to an equilibrium and the existence of smooth control Lyapunov functions. This equivalence breaks down for general nonlinear systems, not affine in controls. One of the main results in this paper establishes that the existence of smooth Lyapunov functions implies the existence of (in general, discontinuous) feedback stabilizers which are insensitive to small errors in state measurements. Conversely, it is shown that the existence of such stabilizers in turn implies the existence of smooth control Lyapunov functions. Moreover, it is established that, for general nonlinear control systems under persistently acting disturbances, the existence of smooth Lyapunov functions is equivalent to the existence of (possibly) discontinuous) feedback stabilizers which are robust with respect to small measurement errors and small additive external disturbances.
- ▪E.D. Sontag, "Clocks and insensitivity to small measurement errors", ESAIM Control Optim. Calc. Var., vol. 4, pp. 537–557, 1999. pdfnonlinear control · feedback stabilization · hybrid systems · discontinuous feedback · measurement noise
Abstract
This paper provides a precise result which shows that insensitivity to small measurement errors in closed-loop stabilization can be attained provided that the feedback controller ignores observations during small time intervals.
- ▪E.D. Sontag, "Stability and stabilization: discontinuities and the effect of disturbances", In Nonlinear analysis, differential equations and control (Montreal, QC, 1998), pp. 551–598, 1999. pdf
Abstract
In this expository paper, we deal with several questions related to stability and stabilization of nonlinear finite-dimensional continuous-time systems. We review the basic problem of feedback stabilization, placing an emphasis upon relatively new areas of research which concern stability with respect to "noise" (such as errors introduced by actuators or sensors). The table of contents is as follows: Review of Stability and Asymptotic Controllability, The Problem of Stabilization, Obstructions to Continuous Stabilization, Control-Lyapunov Functions and Artstein's Theorem, Discontinuous Feedback, Nonsmooth CLF's, Insensitivity to Small Measurement and Actuator Errors, Effect of Large Disturbances: Input-to-State Stability, Comments on Notions Related to ISS.
- ▪E.D. Sontag, "A general approach to path planning for systems without drift", In Essays on mathematical robotics (Minneapolis, MN, 1993), pp. 151–168, 1998. pdfpath-planning · systems without drift · nonlinear control · controllability · real-analytic functions · gradient dynamics · gradient descent · gradient systems · gradient descent · numerical methods · dynamics of algorithms
Abstract
This paper proposes a generally applicable technique for the control of analytic systems with no drift. The method is based on the generation of "nonsingular loops" that allow linearized controllability. One can then implement Newton and/or gradient searches in the search for a control. A general convergence theorem is proved.
- ▪E.D. Sontag, "Control of systems without drift via generic loops", IEEE Trans. Automat. Control, vol. 40, no. 7, pp. 1210–1219, 1995. pdfstabilization · non-holonomic systems · path-planning · systems without drift · nonlinear control · controllability · real-analytic functions
Abstract
This paper proposes a simple numerical technique for the steering of arbitrary analytic systems with no drift. It is based on the generation of "nonsingular loops" which allow linearized controllability along suitable trajetories. Once such loops are available, it is possible to employ standard Newton or steepest descent methods, as classically done in numerical control. The theoretical justification of the approach relies on recent results establishing the genericity of nonsingular controls, as well as a simple convergence lemma.
- ▪F. Albertini, E.D. Sontag, "Further results on controllability properties of discrete-time nonlinear systems", Dynam. Control, vol. 4, no. 3, pp. 235–253, 1994. doipdf
Abstract
Controllability questions for discrete-time nonlinear systems are addressed in this paper. In particular, we continue the search for conditions under which the group-like notion of transitivity implies the stronger and semigroup-like property of forward accessibility. We show that this implication holds, pointwise, for states which have a weak Poisson stability property, and globally, if there exists a global "attractor" for the system.
- ▪E.D. Sontag, "Gradient techniques for systems with no drift: A classical idea revisited", In Proc. IEEE Conf. Decision and Control, San Antonio, Dec. 1993, IEEE Publications, 1993, pp. 2706–2711, 1993. pdfpath-planning · systems without drift · nonlinear control · controllability · real-analytic functions · gradient dynamics · gradient descent · gradient systems · gradient descent · numerical methods · dynamics of algorithms
Abstract
This paper proposes a technique for the control of analytic systems with no drift. It is based on the generation of "nonsingular loops" which allow linearized controllability. Once such loops are available, it is possible to employ standard Newton or steepest descent methods. The theoretical justification of the approach relies on results on genericity of nonsingular controls as well as a simple convergence lemma.