Laboratory for Control, Learning, and Systems Biology

identifiability

2026
  1. J. Wang, E.D. Sontag, D. Del Vecchio, "Learning genetic circuit modules with neural networks", In 2026 American Control Conference (ACC), pp. 2876-2881, 2026. pdf
    Also 2025 Preprint in arXiv 2509.19601
    Abstract

    In several applications, including in synthetic biology, one often has input/output data on a system composed of many modules, and although the modules’ input/output functions and signals may be unknown, knowledge of the composition architecture can allow to significantly reduce the amount of training data required to learn the system’s input/output mapping. Learning the modules’ input/output functions is also necessary for designing new systems from different composition architectures. Here, we propose a modular learning framework, which incorporates prior knowledge of the system’s compositional structure to (a) identify the composing modules’ input/output functions from the system’s input/output data and (b) achieve this by using a reduced amount of data compared to what would be required without knowledge of the compositional structure. To achieve this, we introduce the notion of modular identifiability, which allows to recover the modules’ input/output functions from a subset of the system’s input/output data, and provide theoretical guarantees on a class of systems motivated by genetic circuits. We illustrate the theory through computational studies, showing that a neural network (NNET) that accounts for the compositional structure is able to learn the composing modules’ input/output functions and to predict the system’s output on inputs which lie outside of the training set. By reducing the need for experimental data, and allowing modules’ identification, this framework offers the potential to ease the design of synthetic biological circuits and of multi-module systems more generally.

2025
  1. M. Sadeghi, I. Kareva, G. Pogudin, E.D. Sontag, "Quantitative pharmacology methods for bispecific T cell engagers", Bulletin of Mathematical Biology, vol. 87, pp. 85-, 2025. doipdf
    Abstract

    Bispecific T Cell Engagers (BTC) constitute an exciting antibody design in immuno-oncology that acts to bypass antigen presentation and forms a direct link between cancer and immune cells in the tumor microenvironment (TME). By design, BTCs are efficacious only when the drug is bound to both immune and cancer cell targets, and therefore approaches to maximize drug-target trimer in the TME should maximize the drug's efficacy. In this study, we quantitatively investigate how the concentration of ternary complex and its distribution depend on both the targets' specific properties and the design characteristics of the BTC, and specifically on the binding kinetics of the drug to its targets. A simplified mathematical model of drug-target interactions is considered here, with insights from the "three-body" problem applied to the model. Parameter identifiability analysis performed on the model demonstrates that steady-state data, which is often available at the early pre-clinical stages, is sufficient to estimate the binding affinity of the BTC molecule to both targets. The model is used to analyze several existing antibodies that are either clinically approved or are under development, and to explore the common kinetic features. We conclude with a discussion of the limitations of the BTCs, such as the increased likelihood of cytokine release syndrome, and an assessment for a full quantitative pharmacology model that accounts for drug distribution into the peripheral compartment.

2024
  1. S. Wang, M.A. Al-Radhawi, D.A. Lauffenburger, E.D. Sontag, "Recovering biomolecular network dynamics from single-cell omics data requires three time points.", npj Systems Biology and Applications, vol. 10, pp. 97-, 2024. pdf
    Abstract

    Single-cell omics technologies can measure millions of cells for up to thousands of biomolecular features, which enables the data-driven study of highly complex biological networks. However, these high-throughput experimental techniques often cannot track individual cells over time, thus complicating the understanding of dynamics such as the time trajectories of cell states. These ``dynamical phenotypes'' are key to understanding biological phenomena such as differentiation fates. We show by mathematical analysis that, in spite of high-dimensionality and lack of individual cell traces, three timepoints of single-cell omics data are theoretically necessary and sufficient in order to uniquely determine the network interaction matrix and associated dynamics. Moreover, we show through numerical simulations that an interaction matrix can be accurately determined with three or more timepoints even in the presence of sampling and measurement noise typical of single-cell omics. Our results can guide the design of single-cell omics time-course experiments, and provide a tool for data-driven phase-space analysis.

2023
  1. M.A. Al-Radhawi, D. Del Vecchio, E.D. Sontag, "Identifying competition phenotypes in synthetic biochemical circuits", IEEE Control Systems Letters, vol. 7, pp. 211-216, 2023. pdf
    (Online published in 2022; in print 2023.)
    Abstract

    Synthetic gene circuits require cellular resources, which are often limited. This leads to competition for resources by different genes, which alter a synthetic genetic circuit's behavior. However, the manner in which competition impacts behavior depends on the identity of the "bottleneck" resource which might be difficult to discern from input-output data. In this paper, we aim at classifying the mathematical structures of resource competition in biochemical circuits. We find that some competition structures can be distinguished by their response to different competitors or resource levels. Specifically, we show that some response curves are always linear, convex, or concave. Furthermore, high levels of certain resources protect the behavior from low competition, while others do not. We also show that competition phenotypes respond differently to various interventions. Such differences can be used to eliminate candidate competition mechanisms when constructing models based on given data. On the other hand, we show that different networks can display mathematically equivalent competition phenotypes.

2021
  1. J. Hanson, M. Raginsky, E.D. Sontag, "Learning recurrent neural net models of nonlinear systems", Proc. of Machine Learning Research, vol. 144, pp. 1-11, 2021. pdf
    Abstract

    This paper considers the following learning problem: given sample pairs of input and output signals generated by an unknown nonlinear system (which is not assumed to be causal or time-invariant), one wishes to find a continuous-time recurrent neural net, with activation function tanh, that approximately reproduces the underlying i/o behavior with high confidence. Leveraging earlier work concerned with matching derivatives up to a finite order of the input and output signals the problem is reformulated in familiar system-theoretic language and quantitative guarantees on the sup-norm risk of the learned model are derived, in terms of the number of neurons, the sample size, the number of derivatives being matched, and the regularity properties of the inputs, the outputs, and the unknown i/o map.

2019
  1. D.K. Agrawal, R. Marshall, V. Noireaux, E.D. Sontag, "In vitro implementation of robust gene regulation in a synthetic biomolecular integral controller", Nature Communications, vol. 10, pp. 1-12, 2019. pdf
    Abstract

    Cells respond to biochemical and physical internal as well as external signals. These signals can be broadly classified into two categories: (a) ``actionable'' or ``reference'' inputs that should elicit appropriate biological or physical responses such as gene expression or motility, and (b) ``disturbances'' or ``perturbations'' that should be ignored or actively filtered-out. These disturbances might be exogenous, such as binding of nonspecific ligands, or endogenous, such as variations in enzyme concentrations or gene copy numbers. In this context, the term robustness describes the capability to produce appropriate responses to reference inputs while at the same time being insensitive to disturbances. These two objectives often conflict with each other and require delicate design trade-offs. Indeed, natural biological systems use complicated and still poorly understood control strategies in order to finely balance the goals of responsiveness and robustness. A better understanding of such natural strategies remains an important scientific goal in itself and will play a role in the construction of synthetic circuits for therapeutic and biosensing applications. A prototype problem in robustly responding to inputs is that of ``robust tracking'', defined by the requirement that some designated internal quantity (for example, the level of expression of a reporter protein) should faithfully follow an input signal while being insensitive to an appropriate class of perturbations. Control theory predicts that a certain type of motif, called integral feedback, will help achieve this goal, and this motif is, in fact, a necessary feature of any system that exhibits robust tracking. Indeed, integral feedback has always been a key component of electrical and mechanical control systems, at least since the 18th century when James Watt employed the centrifugal governor to regulate steam engines. Motivated by this knowledge, biological engineers have proposed various designs for biomolecular integral feedback control mechanisms. However, practical and quantitatively predictable implementations have proved challenging, in part due to the difficulty in obtaining accurate models of transcription, translation, and resource competition in living cells, and the stochasticity inherent in cellular reactions. These challenges prevent first-principles rational design and parameter optimization. In this work, we exploit the versatility of an Escherichia coli cell-free transcription-translation (TXTL) to accurately design, model and then build, a synthetic biomolecular integral controller that precisely controls the expression of a target gene. To our knowledge, this is the first design of a functioning gene network that achieves the goal of making gene expression track an externally imposed reference level, achieves this goal even in the presence of disturbances, and whose performance quantitatively agrees with mathematical predictions.

2018
  1. J.M. Greene, C. Sanchez-Tapia, E.D. Sontag, "Mathematical details on a cancer resistance model", bioRxiv 2018/475533, 2018. pdf
    Abstract

    The primary factor limiting the success of chemotherapy in cancer treatment is the phenomenon of drug resistance. We have recently introduced a framework for quantifying the effects of induced and non-induced resistance to cancer chemotherapy . In this work, the control structure is precisely characterized as a concatenation of bang-bang and path-constrained arcs via the Pontryagin Maximum Principle and differential Lie techniques. A structural identfiability analysis is also presented, demonstrating that patient-specfic parameters may be measured and thus utilized in the design of optimal therapies prior to the commencement of therapy.

2017
  1. S. Barish, M.F. Ochs, E.D. Sontag, J.L. Gevertz, "Evaluating optimal therapy robustness by virtual expansion of a sample population, with a case study in cancer immunotherapy", Proc Natl Acad Sci USA, vol. 114, pp. E6277-E6286, 2017. wwwdoipdf
    Abstract

    This paper proposes a technique that combines experimental data, mathematical modeling, and statistical analyses for identifying optimal treatment protocols that are robust with respect to individual variability. Experimental data from a small sample population is amplified using bootstrapping to obtain a large number of virtual populations that statistically match the expected heterogeneity. Alternative therapies chosen from among a set of clinically-realizable protocols are then compared and scored according to coverage. As proof of concept, the method is used to evaluate a treatment with oncolytic viruses and dendritic cell vaccines in a mouse model of melanoma. The analysis shows that while every scheduling variant of an experimentally-utilized treatment protocol is fragile (non-robust), there is an alternative region of dosing space (lower oncolytic virus dose, higher dendritic cell dose) for which a robust optimal protocol exists.

  2. E.D. Sontag, "Dynamic compensation, parameter identifiability, and equivariances", PLoS Computational Biology, vol. 13, pp. e1005447, 2017. wwwpdf
    (Preprint was in bioRxiv https://doi.org/0.1101/095828, 2016)
    Abstract

    A recent paper by Karin et al. introduced a mathematical notion called dynamical compensation (DC) of biological circuits. DC was shown to play an important role in glucose homeostasis as well as other key physiological regulatory mechanisms. Karin et al.\ went on to provide a sufficient condition to test whether a given system has the DC property. Here, we show how DC is a reformulation of a well-known concept in systems biology, statistics, and control theory – that of parameter structural non-identifiability. Viewing DC as a parameter identification problem enables one to take advantage of powerful theoretical and computational tools to test a system for DC. We obtain as a special case the sufficient criterion discussed by Karin et al. We also draw connections to system equivalence and to the fold-change detection property.

2011
  1. O. Shoval, U. Alon, E.D. Sontag, "Symmetry invariance for adapting biological systems", SIAM Journal on Applied Dynamical Systems, vol. 10, pp. 857-886, 2011. pdf
    (See here for a small typo: http://www.sontaglab.org/FTPDIR/shoval.alon.sontag.erratum.pdf)
    Abstract

    Often, the ultimate goal of regulation is to maintain a narrow range of concentration levels of vital quantities (homeostasis, adaptation) while at the same time appropriately reacting to changes in the environment (signal detection or sensitivity). Much theoretical, modeling, and analysis effort has been devoted to the understanding of these questions, traditionally in the context of steady-state responses to constant or step-changing stimuli. In this paper, we present a new theorem that provides a necessary and sufficient characterization of invariance of transient responses to symmetries in inputs. A particular example of this property, scale invariance (a.k.a. "fold change detection"), appears to be exhibited by biological sensory systems ranging from bacterial chemotaxis pathways to signal transduction mechanisms in eukaryotes. The new characterization amounts to the solvability of an associated partial differential equation. It is framed in terms of a notion which considerably extends equivariant actions of compact Lie groups. For several simple system motifs that are recurrent in biology, the solvability criterion may be checked explicitly.

  2. E.D. Sontag, "Modularity, retroactivity, and structural identification", In Design and Analysis of Biomolecular Circuits, pp. 183-202, 2011. pdf
    Abstract

    Many reverse-engineering techniques in systems biology rely upon data on steady-state (or dynamic) perturbations –obtained from siRNA, gene knock-down or overexpression, kinase and phosphatase inhibitors, or other interventions– in order to understand the interactions between different ``modules'' in a network. This paper first reviews one such popular such technique, introduced by the author and collaborators, and focuses on why conclusions drawn from its use may be misleading due to ``retroactivity'' (impedance or load) effects. A theoretical result characterizing stoichiometric-induced steady-state retroactivity effects is given for a class of biochemical networks.

2010
  1. O. Shoval, L. Goentoro, Y. Hart, A. Mayo, E.D. Sontag, U. Alon, "Fold change detection and scalar symmetry of sensory input fields", Proc Natl Acad Sci USA, vol. 107, pp. 15995-16000, 2010. pdf
    Abstract

    Certain cellular sensory systems display fold-change detection (FCD): a response whose entire shape, including amplitude and duration, depends only on fold-changes in input, and not on absolute changes. Thus, a step change in input from, say, level 1 to 2, gives precisely the same dynamical output as a step from level 2 to 4, since the steps have the same fold-change. We ask what is the benefit of FCD, and show that FCD is necessary and sufficient for sensory search to be independent of multiplying the input-field by a scalar. Thus the FCD search pattern depends only on the spatial profile of the input, and not on its amplitude. Such scalar symmetry occurs in a wide range of sensory inputs, such as source strength multiplying diffusing/convecting chemical fields sensed in chemotaxis, ambient light multiplying the contrast field in vision, and protein concentrations multiplying the output in cellular signaling-systems.Furthermore, we demonstrate that FCD entails two features found across sensory systems, exact adaptation and Weber's law, but that these two features are not sufficient for FCD. Finally, we present a wide class of mechanisms that have FCD, including certain non-linear feedback and feedforward loops.. We find that bacterial chemotaxis displays feedback within the present class, and hence is expected to show FCD. This can explain experiments in which chemotaxis searches are insensitive to attractant source levels. This study thus suggests a connection between properties of biological sensory systems and scalar symmetry stemming from physical properties of their input-fields.

2009
  1. M. Chaves, A. M. Sengupta, E.D. Sontag, "Geometry and topology of parameter space: investigating measures of robustness in regulatory networks", J. of Mathematical Biology, vol. 59, pp. 315-358, 2009. pdf
    Abstract

    The concept of robustness of regulatory networks has been closely related to the nature of the interactions among genes, and the capability of pattern maintenance or reproducibility. Defining this robustness property is a challenging task, but mathematical models have often associated it to the volume of the space of admissible parameters. Not only the volume of the space but also its topology and geometry contain information on essential aspects of the network, including feasible pathways, switching between two parallel pathways or distinct/disconnected active regions of parameters. A method is presented here to characterize the space of admissible parameters, by writing it as a semi-algebraic set, and then theoretically analyzing its topology and geometry, as well as volume. This method provides a more objective and complete measure of the robustness of a developmental module. As a detailed case study, the segment polarity gene network is analyzed.

  2. A. Dayarian, M. Chaves, E.D. Sontag, A. M. Sengupta, "Shape, Size and Robustness: Feasible Regions in the Parameter Space of Biochemical Networks", PLoS Computational Biology, vol. 5, pp. e10000256, 2009. pdf
    Abstract

    The concept of robustness of regulatory networks has received much attention in the last decade. One measure of robustness has been associated with the volume of the feasible region, namely, the region in the parameter space in which the system is functional. In recent work, we emphasized that topology and geometry matter, as well as volume. In this paper, and using the segment polarity gene network to illustrate our approach, we show that random walks in parameter space and how they exit the feasible region provide a rich perspective on the different modes of failure of a model. In particular, for the segment polarity network, we found that, between two alternative ways of activating Wingless, one is more robust. Our method provides a more complete measure of robustness to parameter variation. As a general modeling strategy, our approach is an interesting alternative to Boolean representation of biochemical networks.

  3. E.D. Sontag, Y. Wang, A. Megretski, "Input classes for identification of bilinear systems", IEEE Transactions Autom. Control, vol. 54, pp. 195-207, 2009. pdf
    Also arXiv math.OC/0610633, 20 Oct 2006, and short version in ACC'07.
    Abstract

    This paper asks what classes of input signals are sufficient in order to completely identify the input/output behavior of generic bilinear systems. The main results are that step inputs are not sufficient, nor are single pulses, but the family of all pulses (of a fixed amplitude but varying widths) do suffice for identification.

2008
  1. E.D. Sontag, "Network reconstruction based on steady-state data", Essays in Biochemistry, vol. 45, pp. 161-176, 2008. pdf
    Abstract

    The ``reverse engineering problem'' in systems biology is that of unraveling of the web of interactions among the components of protein and gene regulatory networks, so as to map out the direct or local interactions among components. These direct interactions capture the topology of the functional network. An intrinsic difficulty in capturing these direct interactions, at least in intact cells, is that any perturbation to a particular gene or signaling component may rapidly propagate throughout the network, thus causing global changes which cannot be easily distinguished from direct effects. Thus, a major goal in reverse engineering is to use these observed global responses - such as steady-state changes in concentrations of active proteins, mRNA levels, or transcription rates - in order to infer the local interactions between individual nodes. One approach to solving this global-to-local problem is the ``Modular Response Analysis'' (MRA) method proposed in work of the author with Kholodenko et. al. (PNAS, 2002) and further elaborated in other papers. The basic method deals only with steady-state data. However, recently, quasi-steady state MRA has been used by Santos et. al. (Nature Cell Biology, 2007) for quantifying positive and negative feedback effects in the Raf/Mek/Erk MAPK network in rat adrenal pheochromocytoma (PC-12) cells. This paper presents an overview of the MRA technique, as well as a generalization of the algorithm to that quasi-steady state case.

2007
  1. E.D. Sontag, Y. Wang, "Uniformly Universal Inputs", In Analysis and Design of Nonlinear Control Systems, pp. 9-24, 2007. pdf
    Abstract

    A result is presented showing the existence of inputs universal for observability, uniformly with respect to the class of all continuous-time analytic systems. This represents an ultimate generalization of a 1977 theorem, for bilinear systems, due to Alberto Isidori and Osvaldo Grasselli.

  2. E.D. Sontag, Y. Wang, A. Megretski, "Remarks on Input Classes for Identification of Bilinear Systems", In Proceedings American Control Conf., New York, July 2007, pp. 4345-4350, 2007.
2004
  1. P. Kuusela, D. Ocone, E.D. Sontag, "Learning Complexity Dimensions for a Continuous-Time Control System", SIAM J. Control Optim., vol. 43, no. 3, pp. 872–898, 2004. doipdf
    Abstract

    This paper takes a computational learning theory approach to a problem of linear systems identification. It is assumed that input signals have only a finite number k of frequency components, and systems to be identified have dimension no greater than n. The main result establishes that the sample complexity needed for identification scales polynomially with n and logarithmically with k.

2002
  1. B.N. Kholodenko, A. Kiyatkin, F.J. Bruggeman, E.D. Sontag, H.V. Westerhoff, J. Hoek, "Untangling the wires: a novel strategy to trace functional interactions in signaling and gene networks", Proceedings of the National Academy of Sciences USA, vol. 99, pp. 12841–12846, 2002. pdf
    Abstract

    Emerging technologies have enabled the acquisition of large genomics and proteomics data sets. This paper proposes a novel quantitative method for determining functional interactions in cellular signaling and gene networks. It can be used to explore cell systems at a mechanistic level, or applied within a modular framework, which dramatically decreases the number of variables to be assayed. The topology and strength of network connections are retrieved from experimentally measured network responses to successive perturbations of all modules. In addition, the method can reveal functional interactions even when the components of the system are not all known, in which case some connections retrieved by the analysis will not be direct but correspond to the interaction routes through unidentified elements. The method is tested and illustrated using computer-generated responses of a modeled MAPK cascade and gene network.

  2. E.D. Sontag, "For differential equations with r parameters, 2r+1 experiments are enough for identification", J. Nonlinear Sci., vol. 12, no. 6, pp. 553–583, 2002. pdf
    Abstract

    Given a set of differential equations whose description involves unknown parameters, such as reaction constants in chemical kinetics, and supposing that one may at any time measure the values of some of the variables and possibly apply external inputs to help excite the system, how many experiments are sufficient in order to obtain all the information that is potentially available about the parameters? This paper shows that the best possible answer (assuming exact measurements and real analiticity) is 2r+1 experiments, where r is the number of parameters.

  3. E.D. Sontag, "For differential equations with r parameters, 2r+1 experiments are enough for identification", J. Nonlinear Sci., vol. 12, no. 6, pp. 553–583, 2002. pdf
    Abstract

    Given a set of differential equations whose description involves unknown parameters, such as reaction constants in chemical kinetics, and supposing that one may at any time measure the values of some of the variables and possibly apply external inputs to help excite the system, how many experiments are sufficient in order to obtain all the information that is potentially available about the parameters? This paper shows that the best possible answer (assuming exact measurements and real analiticity) is 2r+1 experiments, where r is the number of parameters.

1995
  1. M. A. Dahleh, E.D. Sontag, D. N. C. Tse, J. N. Tsitsiklis, "Worst-case identification of nonlinear fading memory systems", Automatica, vol. 31, no. 3, pp. 503–508, 1995. doipdf
    Abstract

    We consider the problem of characterizing possible supply functions for a given dissipative nonlinear system, and provide a result that allows some freedom in the modification of such functions.

  2. Y. Wang, E.D. Sontag, "Orders of input/output differential equations and state-space dimensions", SIAM J. Control Optim., vol. 33, no. 4, pp. 1102–1126, 1995. doipdf
    Abstract

    This paper deals with the orders of input/output equations satisfied by nonlinear systems. Such equations represent differential (or difference, in the discrete-time case) relations between high-order derivatives (or shifts, respectively) of input and output signals. It is shown that, under analyticity assumptions, there cannot exist equations of order less than the minimal dimension of any observable realization; this generalizes the known situation in the classical linear case. The results depend on new facts, themselves of considerable interest in control theory, regarding universal inputs for observability in the discrete case, and observation spaces in both the discrete and continuous cases. Included in the paper is also a new and simple self-contained proof of Sussmann's universal input theorem for continuous-time analytic systems.

1994
  1. F. Albertini, E.D. Sontag, "State observability in recurrent neural networks", Systems Control Lett., vol. 22, no. 4, pp. 235–244, 1994. doipdf
    Abstract

    This paper concerns recurrent networks x'=s(Ax+Bu), y=Cx, where s is a sigmoid, in both discrete time and continuous time. Our main result is that observability can be characterized, if one assumes certain conditions on the nonlinearity and on the system, in a manner very analogous to that of the linear case. Recall that for the latter, observability is equivalent to the requirement that there not be any nontrivial A-invariant subspace included in the kernel of C. We show that the result generalizes in a natural manner, except that one now needs to restrict attention to certain special "coordinate" subspaces.

  2. E.D. Sontag, Y. Wang, "Orders of I/O equations and uniformly universal inputs", In Proc.\ IEEE Conf.\ Decision and Control, Orlando, Dec.\ 1994, IEEE Publications, 1994, pp. 1270–1275, 1994.
1993
  1. F. Albertini, E.D. Sontag, "Uniqueness of weights for recurrent nets", In Systems and Networks: Mathematical Theory and Applications\/, Proc.\ MTNS '93, Vol. 2, Akad.\ Verlag, Regensburg, pp. 599–602, 1993. pdf
    Full version, never submitted for publication, is here: http://sontaglab.org/FTPDIR/93mtns-nn-extended.pdf
    Abstract

    This paper concerns recurrent networks x'=s(Ax+Bu), y=Cx, where s is a sigmoid, in both discrete time and continuous time. The paper establishes parameter identifiability under stronger assumptions on the activation than in "For neural networks, function determines form", but on the other hand deals with arbitrary (nonzero) initial states.

  2. F. Albertini, E.D. Sontag, "For neural networks, function determines form", Neural Networks, vol. 6, no. 7, pp. 975–990, 1993. pdf
    Abstract

    This paper shows that the weights of continuous-time feedback neural networks x'=s(Ax+Bu), y=Cx (where s is a sigmoid) are uniquely identifiable from input/output measurements. Under very weak genericity assumptions, the following is true: Assume given two nets, whose neurons all have the same nonlinear activation function s; if the two nets have equal behaviors as "black boxes" then necessarily they must have the same number of neurons and -except at most for sign reversals at each node- the same weights. Moreover, even if the activations are not a priori known to coincide, they are shown to be also essentially determined from the external measurements.

1992
  1. M.A. Dahleh, E.D. Sontag, D.N.C. Tse, J.N. Tsitsiklis, "Worst-case identification of nonlinear fading memory systems", In Proc.\ Amer.\ Automatic Control Conf., Chicago, June 1992, pp. 241–245, 1992. pdf
    Abstract

    Preliminary version of paper published in Automatica in 1995.

  2. E.D. Sontag, Y. Wang, "I/O equations in discrete and continuous time", In Proc.\ IEEE Conf.\ Decision and Control, Tucson, Dec.\ 1992, IEEE Publications, 1992, pp. 3661–3662, 1992.
  3. Y. Wang, E.D. Sontag, "Generating series and nonlinear systems: analytic aspects, local realizability, and i/o representations", Forum Math., vol. 4, no. 3, pp. 299–322, 1992. pdf
    Abstract

    This paper studies fundamental analytic properties of generating series for nonlinear control systems, and of the operators they define. It then applies the results obtained to the extension of facts, which relate realizability and algebraic input/output equations, to local realizability and analytic equations.

  4. Y. Wang, E.D. Sontag, "Algebraic differential equations and rational control systems", SIAM J. Control Optim., vol. 30, no. 5, pp. 1126–1149, 1992. pdf
    Abstract

    It is shown that realizability of an input/output operators by a finite-dimensional continuous-time rational control system is equivalent to the existence of a high-order algebraic differential equation satisfied by the corresponding input/output pairs ("behavior"). This generalizes, to nonlinear systems, the classical equivalence between autoregressive representations and finite dimensional linear realizability.

1991
  1. E.D. Sontag, Y. Wang, "I/O equations for nonlinear systems and observation spaces", In Proc.\ IEEE Conf.\ Decision and Control, Brighton, UK, Dec.\ 1991, IEEE Publications, 1991, pp. 720–725, 1991. pdf
    Abstract

    This paper studies various types of input/output representations for nonlinear continuous time systems. The algebraic and analytic i/o equations studied in previous papers by the authors are generalized to integral and integro-differential equations, and an abstract notion is also considered. New results are given on generic observability, and these results are then applied to give conditions under which that the minimal order of an equation equals the minimal possible dimension of a realization, just as with linear systems but in contrast to the discrete time nonlinear theory.

1990
  1. E.D. Sontag, Y. Wang, "Input/output equations and realizability", In Realization and modelling in system theory (Amsterdam, 1989), pp. 125–132, 1990. pdf
  2. Y. Wang, E.D. Sontag, "Realization of families of generating series: differential algebraic and state space equations", In Proc.\ 11th IFAC World Congress\/, Tallinn, former USSR, 1990, pp. 62–66, 1990.
1989
  1. Y. Wang, E.D. Sontag, "On two definitions of observation spaces", Systems Control Lett., vol. 13, no. 4, pp. 279–289, 1989. doipdf
    Abstract

    This paper establishes the equality of the observation spaces defined by means of piecewise constant controls with those defined in terms of differentiable controls.

  2. Y. Wang, E.D. Sontag, "A new result on the relation between differential-algebraic realizability and state space realizations", In Proc.\ Conf.\ Info.\ Sciences and Systems, Johns Hopkins University Press, 1989, pp. 143–147, 1989.
  3. Y. Wang, E.D. Sontag, "Realization and input/output relations: the analytic case", In Proceedings of the 28th IEEE Conference on Decision and Control, Vol.\ 1–3 (Tampa, FL, 1989), pp. 1975–1980, 1989.
1988
  1. E.D. Sontag, "Bilinear realizability is equivalent to existence of a singular affine differential I/O equation", Systems Control Lett., vol. 11, no. 3, pp. 181–187, 1988. doipdf
    Abstract

    For continuous time analytic input/output maps, the existence of a singular differential equation relating derivatives of controls and outputs is shown to be equivalent to bilinear realizability. A similar result holds for the problem of immersion into bilinear systems. The proof is very analogous to that of the corresponding, and previously known, result for discrete time.

1980
  1. E.D. Sontag, "On the length of inputs necessary in order to identify a deterministic linear system", IEEE Trans. Automat. Control, vol. 25, no. 1, pp. 120–121, 1980. pdf
    Abstract

    The family of m-input, n-dimensional linear systems can be globally Identified with a generic input sequence of length 2mn. This bound is the best possible. A best bound is proved also for a corresponding local identification problem.

1976
  1. E.D. Sontag, Y. Rouchaleau, "On discrete-time polynomial systems", Nonlinear Anal., vol. 1, no. 1, pp. 55–64, 1976. pdf
    Abstract

    Considered here are a type of discrete-time systems which have algebraic constraints on their state set and for which the state transitions are given by (arbitrary) polynomial functions of the inputs and state variables. The paper studies reachability in bounded time, the problem of deciding whether two systems have the same external behavior by applying finitely many inputs, the fact that finitely many inputs (which can be chosen quite arbitrarily) are sufficient to separate those states of a system which are distinguishable, and introduces the subject of realization theory for this class of systems.