- ▪F. Albertini, E.D. Sontag, "Control-Lyapunov functions for time-varying set stabilization", In Proc.\ European Control Conf.\/, Brussels, July 1997, 1997. (Paper WE-E A5, CD-ROM file ECC515.pdf, 6 pages)
- ▪F. H. Clarke, Y.S. Ledyaev, E.D. Sontag, A.I. Subbotin, "Asymptotic controllability implies feedback stabilization", IEEE Trans. Automat. Control, vol. 42, no. 10, pp. 1394–1407, 1997. pdf
Abstract
It is shown that every asymptotically controllable system can be stabilized by means of some (discontinuous) feedback law. One of the contributions of the paper is in defining precisely the meaning of stabilization when the feedback rule is not continuous. The main ingredients in our construction are: (a) the notion of control-Lyapunov function, (b) methods of nonsmooth analysis, and (c) techniques from positional differential games.
- ▪M. J. Donahue, L. Gurvits, C. Darken, E.D. Sontag, "Rates of convex approximation in non-Hilbert spaces", Constr. Approx., vol. 13, no. 2, pp. 187–220, 1997. pdf
Abstract
This paper deals with sparse approximations by means of convex combinations of elements from a predetermined "basis" subset S of a function space. Specifically, the focus is on the rate at which the lowest achievable error can be reduced as larger subsets of S are allowed when constructing an approximant. The new results extend those given for Hilbert spaces by Jones and Barron, including in particular a computationally attractive incremental approximation scheme. Bounds are derived for broad classes of Banach spaces. The techniques used borrow from results regarding moduli of smoothness in functional analysis as well as from the theory of stochastic processes on function spaces.
- ▪P. Koiran, E.D. Sontag, "Vapnik-Chervonenkis dimension of recurrent neural networks", In Computational learning theory (Jerusalem, 1997), pp. 223–237, 1997.
- ▪P. Koiran, E.D. Sontag, "Neural networks with quadratic VC dimension", J. Comput. System Sci., vol. 54, no. 1, part 2, pp. 190–198, 1997. doipdf(1st Annual Dagstuhl Seminar on Neural Computing, 1994)
Abstract
This paper shows that neural networks which use continuous activation functions have VC dimension at least as large as the square of the number of weights w. This result settles the open question of whether whether the well-known O(w log w) bound, known for hard-threshold nets, also held for more general sigmoidal nets. Implications for the number of samples needed for valid generalization are discussed.
- ▪R. Koplon, E.D. Sontag, "Using Fourier-neural recurrent networks to fit sequential input/output data", Neurocomputing, vol. 15, pp. 225–248, 1997. pdf
Abstract
This paper suggests the use of Fourier-type activation functions in fully recurrent neural networks. The main theoretical advantage is that, in principle, the problem of recovering internal coefficients from input/output data is solvable in closed form.
- ▪Y.S. Ledyaev, E.D. Sontag, "A notion of discontinuous feedback", In Control using logic-based switching (Block Island, RI, 1995), pp. 97–103, 1997.
- ▪Y.S. Ledyaev, E.D. Sontag, "A remark on robust stabilization of general asymptotically controllable systems", In Proc.\ Conf.\ on Information Sciences and Systems (CISS 97)\/, Johns Hopkins, Baltimore, MD, March 1997, pp. 246–251, 1997. pdf
Abstract
We showned in another recent paper that any asymptotically controllable system can be stabilized by means of a certain type of discontinuous feedback. The feedback laws constructed in that work are robust with respect to actuator errors as well as to perturbations of the system dynamics. A drawback, however, is that they may be highly sensitive to errors in the measurement of the state vector. This paper addresses this shortcoming, and shows how to design a dynamic hybrid stabilizing controller which, while preserving robustness to external perturbations and actuator error, is also robust with respect to measurement error. This new design relies upon a controller which incorporates an internal model of the system driven by the previously constructed feedback.
- ▪E.D. Sontag, H.J. Sussmann, "Complete controllability of continuous-time recurrent neural networks", Systems Control Lett., vol. 30, no. 4, pp. 177–183, 1997. doipdf
Abstract
This paper presents a characterization of controllability for the class of control systems commonly called (continuous-time) recurrent neural networks. The characterization involves a simple condition on the input matrix, and is proved when the activation function is the hyperbolic tangent.
- ▪E.D. Sontag, "Recurrent neural networks: Some systems-theoretic aspects", In Dealing with Complexity: a Neural Network Approach, pp. 1–12, 1997. pdfmachine learning · artificial intelligence · neural networks · recurrent neural networks · learning · VC dimension
Abstract
This paper provides an exposition of some recent results regarding system-theoretic aspects of continuous-time recurrent (dynamic) neural networks with sigmoidal activation functions. The class of systems is introduced and discussed, and a result is cited regarding their universal approximation properties. Known characterizations of controllability, observability, and parameter identifiability are reviewed, as well as a result on minimality. Facts regarding the computational power of recurrent nets are also mentioned.
- ▪E.D. Sontag, "Shattering all sets of k points in `general position' requires (k-1)/2 parameters", Neural Computation, vol. 9, no. 2, pp. 337–348, 1997. pdfmachine learning · artificial intelligence · neural networks · VC dimension · real-analytic functions
Abstract
For classes of concepts defined by certain classes of analytic functions depending on k parameters, there are nonempty open sets of samples of length 2k+2 which cannot be shattered. A slighly weaker result is also proved for piecewise-analytic functions. The special case of neural networks is discussed.
- ▪E.D. Sontag, Y. Wang, "Output-to-state stability and detectability of nonlinear systems", Systems Control Lett., vol. 29, no. 5, pp. 279–290, 1997. doipdf
Abstract
The notion of input-to-state stability (ISS) has proved to be useful in nonlinear systems analysis. This paper discusses a dual notion, output-to-state stability (OSS). A characterization is provided in terms of a dissipation inequality involving storage (Lyapunov) functions. Combining ISS and OSS there results the notion of input/output-to-state stability (IOSS), which is also studied and related to the notion of detectability, the existence of observers, and output injection.
- ▪E.D. Sontag, Y. Wang, "A notion of input to output stability", In Proc.\ European Control Conf.\/, Brussels, July 1997, 1997. pdf(Paper WE-E A2, CD-ROM file ECC958.pdf, 6 pages)
Abstract
This paper deals with a notion of "input to output stability (IOS)", which formalizes the idea that outputs depend in an "aymptotically stable" manner on inputs, while internal signals remain bounded. When the output equals the complete state, one recovers the property of input to state stability (ISS). When there are no inputs, one has a generalization of the classical concept of partial stability. The main results provide Lyapunov-function characterizations of IOS.
- ▪E.D. Sontag, "Some learning and systems-theoretic questions regarding recurrent neural networks", In Proc.\ Conf.\ on Information Sciences and Systems (CISS 97)\/, Johns Hopkins, Baltimore, MD, March 1997, pp. 630–635, 1997.
- ▪Y. Yang, E.D. Sontag, H.J. Sussmann, "Global stabilization of linear discrete-time systems with bounded feedback", Systems Control Lett., vol. 30, no. 5, pp. 273–281, 1997. doipdf
Abstract
This paper deals with the problem of global stabilization of linear discrete time systems by means of bounded feedback laws. The main result proved is an analog of one proved for the continuous time case by the authors, and shows that such stabilization is possible if and only if the system is stabilizable with arbitrary controls and the transition matrix has spectral radius less or equal to one. The proof provides in principle an algorithm for the construction of such feedback laws, which can be implemented either as cascades or as parallel connections (``single hidden layer neural networks'') of simple saturation functions.