- ▪E.D. Sontag, "Discrete-time polynomial systems with inputs and outputs: structure, reachability, observability, and minimal realizations", arXiv, pp. 2609.36423, 2026. wwwpdfnonlinear systems · Koopman theory · realization theory · reachability · observability · discrete-time · real algebraic geometry
Abstract
We study the realization problem for discrete-time input/output polynomial systems. These are formalized using tools from commutative algebra and algebraic geometry as systems whose state spaces are algebraic varieties, or more abstractly the set of k-points of an affine k-scheme, where k is an arbitrary infinite field. The input/output behaviors of such systems are described by "polynomial response maps" in which outputs are polynomial functions of past inputs. The main results show that every polynomial response map admits a canonical (quasi-reachable and algebraically observable) realization, which is unique up to isomorphism. The key to the approach is to linearize dynamics by considering a "dual" system in which states are functions defined on states. Finite dimensionality of the canonical realization, and its polynomiality, are characterized in terms of the space, algebra, and field of observables of the map, as well as in terms of algebraic input/output difference equations, and by a Jacobian rank criterion. A particular subclass consists of the maps that we call "bounded," defined by the property that their degree in the past inputs is uniformly bounded. Bounded maps are shown to be finitely realizable if and only if they are realizable by finite-dimensional state-affine systems, whose theory in turn reduces to that of rational formal power series. We also study the lattice of quasi-reachable realizations of a given map, including normal realizations. This work is an update of the PhD thesis written by the author in 1976; connections to recent work, including "Koopman-like" linearizations, are briefly discussed as well.
- ▪E.D. Sontag, "Remarks on input/output linearization", In Proc.\ IEEE Conf.\ Dec.\ and Control, Las Vegas, Dec.\ 1984, pp. 409–412, 1984. pdf
Abstract
In the context of realization theory, conditions are given for the possibility of simulating a given discrete time system, using immersion and/or feedback, by linear or state-affine systems.
- ▪E.D. Sontag, "Realization theory of discrete-time nonlinear systems. I. The bounded case", IEEE Trans. Circuits and Systems, vol. 26, no. 5, pp. 342–356, 1979. pdfdiscrete-time systems · nonlinear systems · realization theory · bilinear systems · state-affine systems
Abstract
A state-space realization theory is presented for a wide class of discrete time input/output behaviors. Although In many ways restricted, this class does include as particular cases those treated in the literature (linear, multilinear, internally bilinear, homogeneous), as well as certain nonanalytic nonlinearities. The theory is conceptually simple, and matrix-theoretic algorithms are straightforward. Finite-realizability of these behaviors by state-affine systems is shown to be equivalent both to the existence of high-order input/output equations and to realizability by more general types of systems.