- ▪E.D. Sontag, "Discrete-time polynomial systems with inputs and outputs: structure, reachability, observability, and minimal realizations", arXiv, pp. 2609.36423, 2026. wwwpdfnonlinear systems · Koopman theory · realization theory · reachability · observability · discrete-time · real algebraic geometry
Abstract
We study the realization problem for discrete-time input/output polynomial systems. These are formalized using tools from commutative algebra and algebraic geometry as systems whose state spaces are algebraic varieties, or more abstractly the set of k-points of an affine k-scheme, where k is an arbitrary infinite field. The input/output behaviors of such systems are described by "polynomial response maps" in which outputs are polynomial functions of past inputs. The main results show that every polynomial response map admits a canonical (quasi-reachable and algebraically observable) realization, which is unique up to isomorphism. The key to the approach is to linearize dynamics by considering a "dual" system in which states are functions defined on states. Finite dimensionality of the canonical realization, and its polynomiality, are characterized in terms of the space, algebra, and field of observables of the map, as well as in terms of algebraic input/output difference equations, and by a Jacobian rank criterion. A particular subclass consists of the maps that we call "bounded," defined by the property that their degree in the past inputs is uniformly bounded. Bounded maps are shown to be finitely realizable if and only if they are realizable by finite-dimensional state-affine systems, whose theory in turn reduces to that of rational formal power series. We also study the lattice of quasi-reachable realizations of a given map, including normal realizations. This work is an update of the PhD thesis written by the author in 1976; connections to recent work, including "Koopman-like" linearizations, are briefly discussed as well.
- ▪A.C.B de Oliveira, M. Siami, E.D. Sontag, "Bilinear dynamical networks under malicious attack: an efficient edge protection method", In Proc. 2021 Automatic Control Conference, pp. 1210-1216, 2021. pdf
Abstract
In large-scale networks, agents and links are often vulnerable to attacks. This paper focuses on continuous-time bilinear networks, where additive disturbances model attacks or uncertainties on agents/states (node disturbances), and multiplicative disturbances model attacks or uncertainties on couplings between agents/states (link disturbances). It investigates network robustness notion in terms of the underlying digraph of the network, and structure of exogenous uncertainties and attacks. Specifically, it defines a robustness measure using the H_2-norm of the network and calculates it in terms of the reachability Gramian of the bilinear system. The main result is that under certain conditions, the measure is supermodular over the set of all possible attacked links. The supermodular property facilitates the efficient solution finding of the optimization problem. Examples illustrate how different structures can make the system more or less vulnerable to malicious attacks on links.
- ▪A. C. Antoulas, E. D. Sontag, Y. Yamamoto, "Controllability and Observability", In Wiley Encyclopedia of Electrical and Electronics Engineering, pp. 264-281, 2001. wwwdoipdf
- ▪E.D. Sontag, "Reachability, observability, and realization of a class of discrete-time nonlinear systems", In Encycl.\ of Systems and Control, pp. 3288–3293, 1987.
- ▪E.D. Sontag, "Comments on: ``Some results on pole-placement and reachability'' [Systems Control Lett.\ 6 (1986), no.\ 5, 325–328; MR0821927 (87c:93032)] by P. K. Sharma", Systems Control Lett., vol. 8, no. 1, pp. 79–83, 1986. doipdf
Abstract
We present various comments on a question about systems over rings posed in a recent note by Sharma, proving that a ring R is pole-assignable if and only if, for every reachable system (F,G), G contains a rank-one summand of the state space. We also provide a generalization to deal with dynamic feedback.
- ▪E.D. Sontag, "Polynomial Response Maps", Springer-Verlag, Lecture Notes in Control and Information Sciences, 1979. pdfA reformatting (OCR and better resolution for easier online reading) of the original manuscript can be found at the same URL after changing the file name to "polynomial_response_maps_reformatted.pdf".nonlinear systems · Koopman theory · realization theory · reachability · observability · discrete-time · real algebraic geometry
Abstract
(This is a monograph based upon Eduardo Sontag's Ph.D. thesis. The contents are basically the same as the thesis, except for a very few revisions and extensions.) This work deals the realization theory of discrete-time systems (with inputs and outputs, in the sense of control theory) defined by polynomial update equations. It is based upon the premise that the natural tools for the study of the structural-algebraic properties (in particular, realization theory) of polynomial input/output maps are provided by algebraic geometry and commutative algebra, perhaps as much as linear algebra provides the natural tools for studying linear systems. Basic ideas from algebraic geometry are used throughout in system-theoretic applications (Hilbert's basis theorem to finite-time observability, dimension theory to minimal realizations, Zariski's Main Theorem to uniqueness of canonical realizations, etc). In order to keep the level elementary (in particular, not utilizing sheaf-theoretic concepts), certain ideas like nonaffine varieties are used only implicitly (eg., quasi-affine as open sets in affine varieties) or in technical parts of a few proofs, and the terminology is similarly simplified (e.g., "polynomial map" instead of "scheme morphism restricted to k-points", or "k-space" instead of "k-points of an affine k-scheme").
- ▪E.D. Sontag, "On finitary linear systems", Kybernetika (Prague), vol. 15, no. 5, pp. 349–358, 1979. wwwpdf
Abstract
An abstract operator approach is introduced, permitting a unified study of discrete- and continuous-time linear control systems. As an application, an algorithm is given for deciding if a linear system can be built from any fixed set of linear components. Finally, a criterion is given for reachability of the abstract systems introduced, giving thus a unified proof of known reachability results for discrete-time, continuous-time, and delay-differential systems.
- ▪E.D. Sontag, Y. Rouchaleau, "On discrete-time polynomial systems", Nonlinear Anal., vol. 1, no. 1, pp. 55–64, 1976. pdf
Abstract
Considered here are a type of discrete-time systems which have algebraic constraints on their state set and for which the state transitions are given by (arbitrary) polynomial functions of the inputs and state variables. The paper studies reachability in bounded time, the problem of deciding whether two systems have the same external behavior by applying finitely many inputs, the fact that finitely many inputs (which can be chosen quite arbitrarily) are sufficient to separate those states of a system which are distinguishable, and introduces the subject of realization theory for this class of systems.